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This section provides resources for consumers to help them
during
their evaluation of financial professionals, products or
services.
Free Services:
401(k) Rollover Guide / Consultation
Insurance and Financial Advisor Trade Associations
- National Association of Insurance and Financial Advisors (NAIFA)
- Society of Financial Services Professionals (SFSP)
- National Association of Health Underwriters
- Financial Planning Association
- National Association of Personal Financial Advisors
- Investment Advisor Association
Consumer Protection Organizations
- Better Business Bureau
- FirstGov for Consumers
- Federal Trade Commission
- National White Collar Crime Center (NW3C)
- Coalition Against Insurance Fraud
- Insurance Marketplace Standards Association (IMSA)
Buying Advice and Resources
- AARP - Financial Planning and Retirement Resources
- Financial Planning Association - Learning Tools
- NASD - Investor Protection Resources
- North American Securities Administrators Association - NASAA Fraud Center
- Securities and Exchange Commission - Investment Advisors: What You Need to Know Before Choosing One
Regulatory Agencies
Federal Trade Commission
www.ftc.gov/index.html
NASD
www.nasd.com/
SEC
www.sec.gov/investor.shtml
State Securities Departments
www.nasaa.org/QuickLinks/ContactYourRegulator.cfm
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